Intercontinental Exchange, owner of the New York Stock Exchange, says the Securities and Exchange Commission may bring charges over an outage in July 2015, which halted trading on NYSE for nearly four hours. A software […]
The Securities and Exchange Commission is striving to better understand blockchain technology and its regulatory implications. A working group, based on the Digital Currency Working Group established in 2013, comprises at least 75 members from […]
The Committee on Foreign Investment in the US has approved Chicago Stock Exchange’s takeover by a Chinese consortium led by Chongqing Casin Enterprise Group. The deal still needs to be approved by the Securities and […]
Valerie Szczepanik, head of the Securities and Exchange Commission’s distributed-ledger working group, says the agency is getting more involved with emerging blockchain technology and how it affects the industry. “It should signify to the industry […]
Mary Jo White, head of the Securities and Exchange Commission, plans to leave two years early to let President-elect Donald Trump to name a leader. Trump has appointed industry veteran Paul Atkins to head the […]
The Securities and Exchange Commission is preparing to review the exchange-traded-fund industry because of concern that asset inflow is increasing market volatility. The SEC might study the implications of increased ETF flow, as US-listed ETFs […]
More than half of brokerages have received fraudulent wire-transfer requests from cybercriminals using stolen email addresses, according to a survey by the Securities and Exchange Commission. In many cases in which the firm lost money, […]
The Securities and Exchange Commission has authorized BlackRock funds to borrow from one another to cope with any sudden increase in outflow. Interfund borrowing is capped at 10% of assets without collateral and 33% of […]
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